Retirement
Be Mindful of IRS and DOL Form 5500 Red Flags
The Form 5500 is an ERISA requirement for retirement plans to report and disclose operating procedures. Advisors use the filing...
Retirement
Pay Plan Expenses with Plan Assets – How and When
Some retirement plan expenses can be paid for with plan assets — but many can’t. Which are the “reasonable and...
Retirement
Understanding 3-21 and 3-38-Fiduciary-Services
3(21) and 3(38) Fiduciary Services Plan sponsors are required by ERISA to provide an investment lineup for participants that has...
Retirement
Do 457 Plans Have Fiduciary Duties?
457 plans are outside the governance of ERISA jurisdiction, but municipal retirement boards and their members should still pay heed...